Documentation Deficiencies: Crafting a Reliable Record of Care

Healthcare VANTAGE POINT®
A Healthcare Risk Management Resource | 2026 Issue 1

Comprehensive documentation is central to effective healthcare risk management. First and foremost, a detailed and accurate healthcare information record enhances care by strengthening communication among providers and team members regarding patient/client/resident needs, diagnostic workup, the plan of care, staff observations and interventions, and responses to treatment.





In this issue…

  • Common Documentation Errors and Causal Factors … page 2.
  • Case Scenarios and Key Takeaways … page 4.
  • Quick Links to CNA Resources … page 5.


In addition, careful documentation has a positive impact on many other organizational processes, including but not limited to the following:

  • Quality assurance and performance improvement, by gathering the information needed to evaluate the level, quality and effectiveness of care.
  • Regulatory compliance, by serving as the primary tool by which surveyors, leadership, payors and others can assess adherence to legal requirements, accreditation standards and organizational protocols.
  • Peer review, by facilitating data collection in such areas as adverse events, provider outcomes, hospital readmissions, drug usage rates, and patient/client/resident complications and mortality.
  • Payor reimbursement, by capturing and confirming the care and services provided.
  • Legal defensibility, by providing a real-time, comprehensive, objective and precise record of assessment findings, clinical actions taken and unexpected occurrences in the wake of a claim.
Multiple risk factors can affect documentation quality, including insufficient staffing, inadequate training and flawed digital record-keeping systems. This edition of Vantage Point® reviews common documentation errors and presents several case scenarios from across the spectrum of healthcare delivery, focusing on those
aspects of care most vulnerable to documentation deficiencies. In each case, practical strategies are offered to maximize the healthcare information record’s accuracy, clarity, thoroughness and functionality. Also included is a review of the vital role that sound documentation plays in defending against professional liability claims and regulatory actions brought by state licensing boards.


Continue reading by downloading the PDF

Editorial Board Members
Kelly J. Taylor, RN, JD, Chair
Jenn Andriany
Nicole Austin, CPHRM
Janna Bennett, CPHRM
Peter S. Bressoud, CPCU, RPLU, ARe
Elisa Brown, FCAS
Lauren Motamedinia, J.D.
Michelle O’Neill, MN, MBA, PhD, CPHRM, CPPS
Karen Schremp-Schinker, MS, BSN, RN, CCM, CPHRM


Publisher
Patricia Harmon, RN, MM, CPHRM


Editor
Hugh Iglarsh, MA

Published by CNA. For additional information, please contact CNA at 1-866-262-0540. The information, examples and suggestions presented in this material have been developed from sources believed to be reliable, but they should not be construed as legal or other professional advice. CNA accepts no responsibility for the accuracy or completeness of this material and recommends the consultation with competent legal counsel and/or other professional advisors before applying this material in any particular factual situation. Please note that Internet
links cited herein are active as of the date of publication, but may be subject to change or discontinuation and are provided solely for convenience. CNA does not make any representations, endorsements, or assurances about content contained on any website referred to herein or on the accuracy of any of the content contained on third party websites. The views, statements, and materials contained on the website are those of the owner of the site. This material is for illustrative purposes and is not intended to constitute a contract. Please remember that only the relevant insurance policy can provide the actual terms, coverages, amounts, conditions and exclusions for an insured. All products and services may not be available in all states and may be subject to change without notice. Certain CNA Financial Corporation subsidiaries use the “CNA” service mark in connection with insurance underwriting and claims activities.
Copyright © 2024 CNA. All rights reserved. Published 7/24. CNA VP24-2.

This publication is intended to inform Affinity Insurance Services, Inc., customers of potential liability in their practice. This information is provided for general informational purposes only and is not intended to provide individualized guidance. All descriptions, summaries or highlights of coverage are for general informational purposes only and do not amend, alter or modify the actual terms or conditions of any insurance policy. Coverage is governed only by the terms and conditions of the relevant policy. Any references to non-Aon, AIS, NSO, HPSO websites are provided solely for convenience, and Aon, AIS, NSO and HPSO disclaims any responsibility with respect to such websites. This information is not intended to offer legal advice or to establish appropriate or acceptable standards of professional conduct. Readers should consult with a lawyer if they have specific concerns. Neither Affinity Insurance Services, Inc., NSO, nor CNA assumes any liability for how this information is applied in practice or for the accuracy of this information.

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Topics:

#Documentation #VantagePoint


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